Mock Test NISM Series VII Securities Operations Exam 2024

Description

As per New Syllabus 2024 using the NISM Ref  Workbook Version: January 2024.

Introducing Our NISM-Series-VII Securities Operations and Risk Management Certification Examination Mock Test Prepare for success with our meticulously crafted online mock test designed to align with the Test Objectives of the NISM-Series-VII Securities Operations and Risk Management Certification Examination. Our comprehensive mock test is tailored to provide a thorough understanding of key concepts, ensuring you are well-equipped for success in the actual examination.

You can also buy the book with 1800+ Question bank by the same author directly from the publisher or from any eCom portal. To avail free shipping of the printed version of guide with 1800+ Question Bank please visit Author's website on author profile.

Key Features:

Aligned with Test Objectives: Our mock test covers all the crucial areas outlined in the Test Objectives, focusing on Chapter 1 to Chapter 8, to ensure a comprehensive preparation.

Hints for Guidance: Each question is accompanied by hints to steer learners in the right direction, facilitating a deeper understanding of the topics covered.

Detailed Explanations: At the end of each test, we provide not only the correct answers but also detailed explanations. This allows learners to grasp the rationale behind each answer, reinforcing learning and enhancing retention.

Test Objectives Coverage:

Chapter 1: Gain insights into the Indian Securities Markets, primary and secondary markets, money market, equity market, derivative market, currency derivatives, and debt market.

Chapter 2: Understand market participants, investors, issuers, intermediaries, stock exchanges, clearing agencies, depositories, and the regulatory framework in the Indian Securities Market.

Chapter 3: Explore securities broking operations, covering the trade life cycle, front office operations, order management, trade execution, middle office activities, back office operations, information technology, and regulatory compliances.

Chapter 4: Delve into risk management for the cash and F&O segments, compliance, regulatory reporting, and the core settlement guarantee fund.

Chapter 5: Master the clearing process, clearing agencies, clearing banks, clearing members/custodians, and the role of depositories and depository participants.

Chapter 6: Understand the settlement process, settlement cycle, settlement procedures for internet-based trading, settlement of funds and securities, corporate actions, and auction of securities.

Chapter 7: Explore investor grievances, arbitration procedures, and guidelines for IPF/Customer Protection Fund.

Chapter 8: Learn about additional services provided by brokers, including IPO applications, mutual funds trading, portfolio management services, research roles, depository services, and margin trading.

Prepare with confidence using our online mock test, and equip yourself with the knowledge and skills needed to excel in the NISM-Series-VII Securities Operations and Risk Management Certification Examination. Success awaits – start your journey with us today!

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